Monday, July 12, 2010

Giorgio Agamben (1942– )


Giorgio Agamben is one of the leading figures in Italian philosophy and radical political theory, and in recent years, his work has had a deep impact on contemporary scholarship in a number of disciplines in the Anglo-American intellectual world. Born in Rome in 1942, Agamben completed studies in Law and Philosophy with a doctoral thesis on the political thought of Simone Weil, and participated in Martin Heidegger’s seminars on Hegel and Heraclitus as a postdoctoral scholar. He has taught at various universities, including the Universities of Macerata and Verona and was Director of Programmes at the Collège Internationale de Paris. He has been a Visiting Professor at various universities in the United States of America, and was a Distinguished Professor at the New School, University in New York. He caused a controversy when he refused to submit to the “biopolitical tattooing” requested by the United States Immigration Department for entry to the USA in the wake of the September 11, 2001 attacks.

Agamben’s work does not follow a straightforward chronological path of development either conceptually or thematically. Instead, his work constitutes an elaborate and multifaceted recursive engagement with the problems introduced into Western philosophy by the highly original and often enigmatic works of Walter Benjamin, most notably in his book on German trauerspiel, The Origins of German Tragic Drama, but also in associated essays and fragments, such as his “Critique of Violence.” This is not to say that Agamben is not influenced by, nor engaged with, a number of other canonical or contemporary figures in Western philosophy and political, aesthetic and linguistic theory. He certainly is, most notably Heidegger and Hegel, as well as the scholarship that follows from them, but also Aby Warburg’s iconography (Agamben worked at the Warburg Institute Library in 1974-5), Italian Autonomism and Situationism (especially Guy Debord’s influential Society of the Spectacle), Aristotle, Emile Benveniste, Carl Schmitt and Hannah Arendt amongst others.. Beyond this philosophical heritage, Agamben also engages in multilayered discussions of the Jewish Torah and Christian biblical texts, Greek and Roman law, Midrashic literature, as well as of a number of Western literary figures and poets, including Dante, Holderlin, Kafka, Pessoa, and Caproni to name but a few. This breadth of reference and the critical stylistics it gives rise to no doubt contribute to the appearance of intimidating density characteristic of Agamben’s work. Even so, Agamben’s engagement with these figures is often mediated by his deep conceptual and thematic debt to Benjamin (he served as editor of the Italian edition of Benjamin’s collected works from 1979 to 1994) evident in his central focus on questions of language and representation, history and temporality, the force of law, politics of the spectacle, and the ethos of humanity.

1. Language and Metaphysics

As Agamben indicates in the 1989 preface to the English translation of Infancy and History, the key question that unites his disparate explorations is that of what it means for language to exist, what it means that “I speak.” In taking up this question throughout his work, and most explicitly in texts such as Infancy and History, Language and Death, and most recently, The Open, Agamben reinvigorates consideration of philosophical anthropology through a critical questioning of the metaphysical presuppositions that inform it, and in particular, the claim that the defining essence of man is that of having language. In taking up this question, Agamben proposes the necessity of an“experimentum linguae” in which what is experienced is language itself, and the limits of language become apparent not in the relation of language to a referent outside of it, but in the experience of language as pure self-reference.

Published in Italian in 1978, Infancy and History constitutes one of Agamben’s earliest attempts to grasp and articulate the implications of such an as experience of language as such.. Consisting of a series on interconnected essays on concepts such as history, temporality, play, and gesture, Infancy and History provides an importance entrance to Agamben’s later work on politics and ethics, particularly in the eponymous essay of the edition on the concept of infancy understood as an experiment of language as such. In this, Agamben argues that the contemporary age is marked by the destruction or loss of experience, in which the banality of everyday life cannot be experienced per se but only undergone, a condition which is in part brought about by the rise of modern science and the split between the subject of experience and of knowledge that it entails. Against this destruction of experience, which is also extended in modern philosophies of the subject such as Kant and Husserl, Agamben argues that the recuperation of experience entails a radical rethinking of experience as a question of language rather than of consciousness, since it is only in language that the subject has its site and origin. Infancy, then, conceptualizes an experience of being without language, not in a temporal or developmental sense of preceding the acquisition of language in childhood, but rather, as a condition of experience that precedes and continues to reside in any appropriation of language.

Agamben continues this reflection on the self-referentiality of language as a means of transforming the link between language and metaphysics that underpins Western philosophical anthropology inLanguage and Death, originally published in 1982. Beginning from Heidegger’s suggestion of an essential relation between language and death, Agamben argues that Western metaphysics have been fundamentally tied to a negativity that is increasingly evident at the heart of the ethos of humanity. While this collapse of metaphysics into ethics is increasingly evident as nihilism, contemporary thought has yet to escape from this condition. Agamben seeks to understand and ultimately escape this collapse through a rigorous philosophy of the experience of language suggested in Infancy and History. In his analysis of Heidegger and Hegel, Agamben isolates their reliance upon and indeed radicalization of negativity, by casting Da and Diese as grammatical shifters that refer to the pure taking place of language.. Here, Agamben draws upon the linguistic notion of deixis to isolate the self-referentiality of language in pronouns or grammatical shifters, which he argues do not refer to anything beyond themselves but only to their own utterance (LD, 16-26). The problem for Agamben, though, is that both Hegel and Heidegger ultimately maintain a split within language – which he sees as a consistent element of Western thought from Aristotle to Wittgenstein – in their identification of an ineffability or unspeakability that cannot be brought into human discourse but which is nevertheless its condition. Agamben calls this mute condition of language “Voice,” and concludes that a philosophy that thinks only from the foundation of Voice cannot deliver the resolution of metaphysics that the nihilism toward which we are moving demands. Instead, he suggests, this is only possible in an experience of infancy that has never yet been: it is only in existing “in language without being called there by any Voice” and dying “without being called by death” (LD 96) that humanity can return to its proper dwelling place or ethos, to which it has never been and from which it has never left.

One further dimension of Agamben’s engagement with Western metaphysics and attempt to develop an alternative ontology is worth mentioning here, since it is one of the most consistent threads throughout his work. This is the problem of potentiality, the rethinking of which Agamben takes to be central to the task of overcoming contemporary nihilism. Citing Aristotle’s proposal in Book Theta of his Metaphysics, that “a thing is said to be potential if, when the act of which it is said to be potential is realized, there will be nothing im-potential (“that is, there will be nothing able not to be,” (in HS, 45) Agamben argues that this ought not be taken to mean simply that “what is not impossible is possible” but rather, highlights the suspension or setting aside of im-potentiality in the passage to actuality. This suspension, though, does not amount to a destruction of im-potentiality, but rather to its fulfilment; that is, through the turning back of potentiality upon itself, which amounts to its “giving of itself to itself,” im-potentiality, or the potentiality to not be, is fully realized in its own suspension such that actuality appears as nothing other than the potentiality to not not-be. While this relation is central to the passage of voice to speech or signification and to attaining toward the experience of language as such, Agamben also claims that in this formulation Aristotle bequeaths to Western philosophy the paradigm of sovereignty, since it reveals the undetermined or sovereign founding of being. As Agamben concludes, ‘“an act is sovereign when it realizes itself by simply taking away its own potentiality not to be, letting itself be, giving itself to itself’” (HS 46). In this way then, the relation of potentiality to actuality described by Aristotle accords perfectly with the logic of the ban that Agamben argues is characteristic of sovereign power, thereby revealing the fundamental integration of metaphysics and politics.

These reflections on metaphysics and language thus yield two inter-related problems for Agamben, which he addresses in his subsequent work; the first of these lies in the broad domain of aesthetics, in which Agamben considers the stakes of the appropriation of language in prose and poetry in order to further critically interrogate the distinction between philosophy and poetry. The second lies in the domains of politics and ethics, for Agamben’s conception of the destruction of experience and of potentiality directly feed into an analysis of the political spectacle and of sovereignty. These also necessitate, according to Agamben, a reformulation of ethics as ethos, which in turn requires rethinking community.
2. Aesthetics

In Language and Death, Agamben raises the question of the relation of philosophy and poetry by asking whether poetry allows a different experience of language than that of the “unspeakable experience of Voice” that grounds philosophy. From a brief reflection on Plato’s identification of poetry as the “invention of the Muses,” Agamben argues that both philosophy and poetry attain toward the unspeakable as the condition of language, though both also “demonstrate this asunattainable.” Thus rejecting a straightforward prioritization of poetry over philosophy, or verse over prose, Agamben concludes that “perhaps only a language in which the pure prose of philosophy would intervene at a certain point to break apart the verse of the poetic word, and in which the verse of poetry would intervene to bend the prose of philosophy into a ring, would be the true human language” (LD, 78). This thematic subsequently drives Agamben’s contributions to aesthetics, and in doing so, the distinction between philosophy and poetry grounds a complex exercise of language and representation, experience and ethos, developed throughout his works in this area and designed to surpass the distinction itself as well as those that attend it.

Agamben’s first major contribution to contemporary philosophy of aesthetics was his acclaimed book Stanzas, in which he develops a dense and multifaceted analysis of language and phantasm, entailing engagement with modern linguistic and philosophy, as well as psychoanalysis and philology. While dedicated to the memory of Martin Heidegger, whom Agamben here names as the last of Western philosophers within this book, also most evidently bears the influence of Aby Warburg. Agamben argues in Stanzas that to the extent that Western culture accepts the distinction between philosophy and poetry, knowledge founders on a division in which “philosophy has failed to elaborate a proper language…and poetry has developed neither a method nor self-consciousness” (S, xvii). The urgent task of thought, and particularly that which Agamben names “criticism,” is to rediscover “the unity of our own fragmented word.” Criticism is situated at the point at which language is split from itself—in for instance, the distinction of signified and signifier and its task is to point toward a “unitary status for the utterance,” in which criticism “neither represents nor knows, but knows the representation” (S, xvii). Thus, against both philosophy and poetry, criticism “opposes the enjoyment of what cannot be possessed and the possession of what cannot be enjoyed” (S, xvii).

In order to pursue this task, Agamben develops a model of knowledge evident in the relations of desire and appropriation of an object that Freud identifies as melancholia and fetishism. In this, he also questions the “primordial situation” of the distinction between the signifier and the signified, to which Western reflections on the sign are beholden. He concludes this study—which encompasses discussion of fetishism and commodity fetishism, dandyism, the psychoanalysis of toys, and the myths of Narcissus, Eros and Oedipus amongst other things—with a brief discussion of Saussurian linguistics, claiming that Saussure’s triumph lay in recognizing the impossibility of a science of language based on the distinction of signified and signifier. However, to isolate the sign as a positive unity from Saussure’s problematic position is to “push the science of the sign back into metaphysics.” (S 155) This idea of a link between the notion of the unity of the sign and Western metaphysics, is in Agamben’s view, confirmed by Jacques Derrida’s formulation of grammatology as an attempt to overcome the metaphysics of presence that Derrida diagnoses as predominant within western philosophy from Plato onwards. Yet, Agamben argues that Derrida does not achieve the overcoming he hopes for, since he has in fact misdiagnosed the problem: metaphysics. Metaphysics is not simply the interpretation of presence in the fractures of essence and appearance, sensibility and intelligibility and so on. Rather; rather, the origin of Western metaphysics lies in the conception that “original experience be always already caught in a fold…that presence be always already caught in a signification” (S 156). Hence, logos is the fold that “gathers and divides all things in the ‘putting together’ of presence” (S, 156). Ultimately, then, an attempt to truly overcome metaphysics requires that the semiological algorithm must reduce to solely the barrier itself rather than one side or the other of the distinction, understood as the “topological game of putting things together and articulating” (S 156).

It is in the framework established here then that Agamben’s next work in aesthetics, The Idea of Prose, might be said to achieve its real importance…. Published in Italian in 1985, The Idea of Prose takes up the question of the distinction between philosophy and poetry through a series of fragments on poetry, prose, language, politics, justice, love and shame amongst other topics. This enigmatic text is perhaps especially difficult to understand, because these fragments do not constitute a consistent argument throughout the book. In the light of the foregoing though, it is possible to say that what Agamben is doing is performing and indeed undermining a difference between poetry and philosophy by breaking apart the strictures of logos. In bringing into play various literary techniques such as the fable, the riddle, the aphorism and the short story, Agamben is practically demonstrating an exercise of criticism, in which thought is returned to a prosaic experience or awakening, in which what is known is representation itself.
3. Politics

The most influential dimension of Agamben’s work in recent years has been his contributions to political theory, a contribution that springs directly from his engagements in metaphysics and the philosophy of language. Undoubtedly, Homo Sacer: Sovereign Power and Bare Life is Agamben’s best-known work, and probably also the most controversial. It is in this book that Agamben develops his analysis of the condition of biopolitics, first identified by Michel Foucault in the first volume of his History of Sexuality series and associated texts. In this volume, Foucault argued that modern power was characterized by a fundamentally different rationality than that of sovereign power. Whereas sovereign power was characterized by a right over life and death, summarized by Foucault in the dictum of “killing or letting live,” modern power is characterized by a productive relation to life, encapsulated in the dictum of “fostering life or disallowing it.” For Foucault, the “threshold of modernity” was reached with the transition from sovereign power to biopower, in which the “new political subject” of the population became the target of a regime of power that operates through governance of the vicissitudes of biological life itself. Thus, in his critical revision of Aristotle, Foucault writes that “for millennia, man remained…a living animal with the additional capacity for a political existence; modern man is an animal whose politics places his existence as a living being in question” (HS1 143).

Agamben is explicitly engaged with Foucault’s thesis on biopower in Homo Sacer, claiming that he aims to “correct or at least complete” it, though in fact he rejects a number of Foucault’s historico-philosophical commitments and claims. Suggesting that Foucault has failed to elucidate the points at which sovereign power and modern techniques of power coincide, Agamben rejects the thesis that the historical rise of biopower marked the threshold of modernity. Instead, he claims that biopower and sovereignty are fundamentally integrated, to the extent that “it can even be said that the production of a biopolitical body is the original activity of sovereign power.” (HS 6) What distinguishes modern democracy from the Ancient polis then, is not so much the integration of biological life into the sphere of politics, but rather, the fact that modern State power brings the nexus between sovereignty and the biopolitical body to light in an unprecedented way. This is because in modern democracies, that which was originally excluded from politics as the exception that stands outside but nevertheless founds the law has now become the norm: As Agamben writes, “In Western politics, bare life has the peculiar privilege of being that whose exclusions found the city of men.” (HS 7)

Several theoretical innovations inform this thesis, two of which are especially important. The first is a re-conception of political power, developed through a complex reflection upon Aristotelian metaphysics and especially the concept of potentiality, alongside a critical engagement with the theory of sovereignty posited by Carl Schmitt, which is developed through Walter Benjamin’s own engagement with Schmitt.. The second innovation introduced by Agamben is his provocative theorization of “bare life” as the central protagonist of contemporary politics.

Of the first of these, it might be argued that the key motivation within Homo Sacer is not so much an attempt to correct or complete Foucault’s account of biopolitics, as an attempt to complete Benjamin’s critique of Schmitt. In Political Theology, Carl Schmitt—the German jurist infamous for joining the Nazi party and becoming one of its strongest intellectual supporters—summarizes his strongly decisionistic account of sovereignty by claiming that the sovereign is the one that decides on the exception. For Schmitt, it is precisely in the capacity to decide on whether a situation is normal or exceptional, and thus whether the law applies or not—since the law requires a normal situation for its application—that sovereignty is manifest. Against this formulation of sovereignty, Benjamin posits in his “Theses on the Philosophy of History” that the state of emergency has in fact become the rule. Further, what is required is the inauguration of a real state of exception in order to combat the rise of Fascism, here understood as a nihilistic emergency that suspends the law while leaving it in force.

In addressing this conflict between Schmitt and Benjamin, Agamben argues that in contemporary politics, the state of exception identified by Schmitt in which the law is suspended by the sovereign, has in fact become the rule. This is a condition that he identifies as one of abandonment, in which the law is in force but has no content or substantive meaning—it is “in force without significance.” The structure of the exception, he suggests, is directly analogous to the structure of the ban identified by Jean-Luc Nancy in his essay “Abandoned Being, in which Nancy claims that in the ban the law only applies in no longer applying. The subject of the law is simultaneously turned over to the law and left bereft by it. The figure that Agamben draws on to elaborate this condition is that of homo sacer, which is taken from Roman law and indicates one who ‘“can be killed but not sacrificed.” According to Agamben, the sacredness of homo sacer does not so much indicate a conceptual ambiguity internal to the sacred, as many have argued, as the abandoned status of sacred man in relation to the law. The sacred man is “taken outside” both divine and profane law as the exception and is thus abandoned by them. Importantly, for Agamben, the fact that the exception has become the norm or rule of contemporary politics means that it is not the case that only some subjects are abandoned by the law; rather, he states that in our age, “we are all virtually homines sacri.” (HS 115).

As provocative as it is, understanding this claim also requires an appreciation of the notion of “bare life” that Agamben develops from the Ancient Greek distinction between natural life—zoe—and a particular form of life—bios, especially as it is articulated in Aristotle’s account of the origins of the polis. The importance of this distinction in Aristotle is that it allows for the relegation of natural life to the domain of the household (oikos), while also allowing for the specificity of the good life characteristic of participation in the polis—bios politikos.. More importantly though, for Agamben, this indicates the fact that Western politics is founded upon that which it excludes from politics—the natural life that is simultaneously set outside the domain of the political but nevertheless implicated inbios politicos. The question arises, then, of how life itself or natural life is politicized. The answer to this question is through abandonment to an unconditional power of death, that is, the power of sovereignty. It is in this abandonment of natural life to sovereign violence—and Agamben sees the relation of abandonment that obtains between life and the law as “originary”—that “bare life” makes its appearance. For bare life is not natural life per se—though it often confused with it in critical readings of Agamben, partly as a consequence of Agamben’s own inconsistency—but rather, it is the politicized form of natural life: neither. Neither bios nor zoe, bare life emerges from within this distinction and can be defined as “life exposed to death,” especially in the form of sovereign violence. (cf. HS 88)

The empirical point of conjuncture of these two theses on the exception and on the production of bare life is the historical rise of the concentration camp, which, Agamben argues, constitutes the state of exception par excellence. As such though, it is not an extraordinary situation in the sense of entailing a fundamental break with the political rationality of modernity, but in fact reveals the ‘“nomos of the modern’” and the increasing convergence of democracy and totalitarianism. According to Agamben, the camp is the space opened when the exception becomes the rule or the normal situation, as was the case in Germany in the period immediately before and throughout World War 2. Further, what is characteristic of the camp is the indistinguishability of law and life, in which bare life becomes the “threshold in which law constantly passes over into fact and fact into law” (HS 171). This indiscernability of life and law effectively contributes to a normative crisis, for here it is no longer the case that the rule of law bears upon or applies to the living body, but rather, the living body has become “the rule and criterion of its own application” (HS 173) thereby undercutting recourse to the transcendence or independence of the law as its source of legitimacy. What is especially controversial about this claim is that if the camps are in fact the “nomos” or “hidden matrix” of modern politics, then the normative crisis evident in them is not specifically limited to them, but is actually characteristic of our present condition, a condition that Agamben describes as one of “imperfect nihilism.”

Importantly, in addition to this, Agamben argues that the logic of the “inclusive exclusion” that structures the relation of natural life to the polis, the implications of which are made most evident in the camps, is perfectly analogous to the relation of the transition from voice to speech that constitutes the political nature of “man” in Aristotle’s account. For Aristotle, the transition from voice to language is a founding condition of political community, since speech makes possible a distinction between the just and the unjust. Agamben writes that the question of how natural bare life dwells in the polis corresponds exactly with the question of how a living being has language, since in the latter question “the living being has logos by taking away and conserving its own voice in it, even as it dwells in the polis by letting its own bare life be excluded, as an exception, within it” (HS 8). Hence, for Agamben, the rift or caesura introduced into the human by the definition of man as the living animal who has language and therefore politics is foundational for biopolitics; it is this disjuncture that allows the human to be reduced to bare life in biopolitical capture. In this way then, metaphysics and politics are fundamentally entwined, and it is only by overcoming the central dogmas of Western metaphysics that a new form of politics will be possible.

This damning diagnosis of contemporary politics does not, however, lead Agamben to a position of political despair. Rather, it is exactly in the crisis of contemporary politics that the means for overcoming the present dangers also appear. Agamben’s theorization of the “coming politics”—which in its present formulation is under-developed in a number of significant ways—relies upon a logic of “euporic” resolution to the aporias that characterise modern democracy, including the aporia of bare life (P 217). In Means without End, he argues for a politics of pure means that is not altogether dissimilar to that projected by Walter Benjamin, writing that “politics is the sphere neither of an end in itself nor of means subordinated to an end; rather, it is the sphere of a pure mediality without end intended as the field of human action and of human thought” (ME 117). In developing this claim, Agamben claims that the coming politics must reckon with the dual problem of the post-Hegelian theme of the end of history and with the Heideggerian theme of Ereignis, in order to formulate a new life and politics in which both history and the state come to an end simultaneously. This “experiment” of a new politics without reference to sovereignty and associated concepts such as nation, the people and democracy, requires the formulation of a new “happy life,” in which bare life is never separable as a political subject and in which what is at stake is the experience of communicability itself.
4. Ethics

Given this critique of the camps and the status of the law that is revealed in, but by no means limited to, the exceptional space of them, it is no surprise that Agamben takes the most extreme manifestation of the condition of the camps as a starting point for an elaboration of an ethics without reference to the law, a term that is taken to encompass normative discourse in its entirety. InRemnants of Auschwitz, published as the third instalment of the Homo Sacer series, Agamben develops an account of an ethics of testimony as an ethos of bearing witness to that for which one cannot bear witness. Taking up the problem of skepticism in relation to the Nazi concentration camps of World War II—also discussed by Jean-Francois Lyotard and others—Agamben castsRemnants as an attempt to listen to a lacuna in survivor testimony, in which the factual condition of the camps cannot be made to coincide with that which is said about them. However, Agamben is not concerned with the epistemological issues that this non-coincidence of “fact and truth” raises, but rather, with the ethical implications, which, he suggests, our age has as yet failed to reckon with.

The key figure in his account of an ethics of testimony is that of the Muselmann, or those in the camps who had reached such a state of physical decrepitude and existential disregard that “one hesitates to call them living: one hesitates to call their death death” (Levi cited in RA 44). But rather than seeing the Muselmann as the limit-figure between life and death, Agamben argues that theMuselmann is more correctly understood as the limit-figure of the human and inhuman. As the threshold between the human and the inhuman, however, the Muselmann does not simply mark the limit beyond which the human is no longer human. Agamben argues that such a stance would merely repeat the experiment of Auschwitz, in which the Muselmann is put outside the limits of human and the moral status that attends that categorization. Instead then, the Muselmann indicates a more fundamental indistinction between the human and the inhuman, in which it is impossible to definitively separate one from the other, and in that calls into question the moral distinctions that rest on this designation. The key question that arises for Agamben then, is whether there is in fact a “humanity to the human” over and above biologically belonging to the species, and it is in reflection upon this question that Agamben develops his own account of ethics. In this, he rejects recourse to standard moral concepts such as dignity and respect, claiming that “Auschwitz marks the end and the ruin of every ethics of dignity and conformity to a norm….The Muselmann…is the guard on the threshold of a new ethics, an ethics of a form of life that begins where dignity ends” (RA 69).

In order to elaborate on or at least provide “signposts” for this new ethical terrain, Agamben returns to the definition of the human as the being who has language, as well as his earlier analyses of deixis, to bring out a double movement in the human being’s appropriation of language. In an analysis of pronouns such as “I” that allow a speaker to put language to use, he argues that the subjectification effected in this appropriation is conditioned by a simultaneous and inevitable de-subjectification. Because pronouns are nothing other than grammatical shifters or “indicators of enunciation,” such that they refer to nothing other than the taking place of language itself, the appropriation of language in the identification of oneself as a speaking subject requires that the psychosomatic individual simultaneously erase or desubjectify itself. Consequently, it is not strictly the “I” that speaks, and nor is it the living individual: rather, as Agamben writes, “in the absolute present of the event of discourse, subjectification and desubjectification coincide at every point and both the flesh and blood individual and the subject of enunciation are perfectly silent.” (RA 117)

Importantly, Agamben argues that it is precisely this non-coincidence of the speaking being and living being and the impossibility of speech revealed in it that provides the condition of possibility of testimony. Testimony, he claims, is possible only “if there is no articulation between the living being and language, if the “I” stands suspended in this disjunction” (RA, 130). The question that arises here then is what Agamben means by testimony, since it is clear that he does not use the term in the standard sense of giving an account of an event that one has witnessed. Instead, he argues that what is at stake in testimony is bearing witness to what is unsayable, that is, bearing witness to the impossibility of speech and making it appear within speech. In this way, he suggests, the human is able to endure the inhuman. More generally then, testimony is no longer understood as a practice of speaking, but as an ethos, understood as the only proper “dwelling place” of the subject. The additional twist that Agamben adds here to avoid a notion of returning to authenticity in testimony, is to highlight the point that while testimony is the proper dwelling place or “only possible consistency” of the subject, it is not something that the subject can simply assume as its own. As the account of subjectification and desubjectification indicates, there can be no simple appropriation of language that would allow the subject to posit itself as the ground of testimony, and nor can it simply realise itself in speaking. Instead, testimony remains forever unassumable.

This also gives rise, then, to Agamben’s account of ethical responsibility. Against juridical accounts of responsibility that would understand it in terms of sponsorship, debt and culpabililty, Agamben argues that responsibility must be thought as fundamentally unassumable, as something which the subject is consigned to, but which it can never fully appropriate as its own. Responsibility, he suggests, must be thought without reference to the law, as a domain of “irresponsibility” or “non-responsibility” that necessarily precedes the designations of good and evil and entails a “confrontation with a responsibility that is infinitely greater than any we could ever assume…” While it may seem as if Agamben is leaning toward a conception of ethical responsibility akin to Emmanuel Levinas’ conception of infinite responsibility toward the absolute Other, this is not wholly the case, since Agamben sees Levinas as simply radicalising the juridical relation of sponsorship in unexpiatable guilt. In distinction from this, Agamben argues that “ethics is the sphere that recognizes neither guilt nor responsibility; it is… the doctrine of happy life” (RA 24).
5. Messianism

Clearly then, the conception of politics and of ethics that Agamben develops converge in the notion of “happy life,” or what he calls “form-of-life” at other points. What Agamben means by this is particularly unclear, not least because he sees elaboration of these concepts as requiring a fundamental overturning of the metaphysical grounds of western philosophy, but also because they gesture toward a new politics and ethics that remain largely to be thought. What is clear within this though is that Agamben is drawing upon Benjamin’s formulation of the necessity of a politics of pure means and, correlative to that, his conception of temporality and history, which taps a deep vein of messianism that runs through Judeo-Christian thought. This vein of messianism emerges in Agamben’s thought in a number of formulations, particularly those of “infancy,” “happy life” and “form-of-life,” and the notion of “whatever singularities.” What is also common to all these concepts is a concern with the figuration of humanity at the end of history, a concern that Agamben develops in discussion of the debates between Bataille and Kojeve over the Hegelian thesis of the end of history.

In the concept of “happy life” or “form of life,” Agamben points toward a new conception of life in which it is never possible to isolate bare life as the biopolitical subject, which, he argues ought to provide the foundation of political philosophy. As he states,

The “happy life”on which political philosophy should be founded thus cannot be either the naked life that sovereignty posits as a presupposition so as to turn it into its own subject or the impenetrable extraneity of science and of modern biopolitics that everybody tries in vain to sacralize. This “happy life” should be rather, an absolutely profane “sufficient life.” that has reached the perfection of its own power and its own communicability – a life over which sovereignty and right no longer have any hold (ME 114-115).

Happy life will be such that no separation between bios and zoe is possible, and life will find its unity in a pure immanence to itself, in “the perfection of its own power.” In this then, he seeks a politico-philosophical redefinition of life no longer founded upon the bloody separation of the natural life of the species and political life, but which is beyond every form of relation insofar as happy life is life lived in pure immanence, grounded on itself alone. This conception of a “form of life” or happy life that exceeds the biopolitical caesurae that cross the human being is developed in reference to Benjamin’s conception of happiness as he articulates it in “Theologico-Political Fragment,” a short text in which he paints a picture of two arrows pointing in different directions but nevertheless reinforcing each other, one of which indicates the force of historical time and the other that of Messianic time. For Benjamin, while happiness is not and cannot bring about the redemption of Messianic time on its own, it is nevertheless the profane path to its realization – happiness allows for the fulfilment of historical time, since the Messianic kingdom is “not the goal of history but the end (TPF 312). Drawing on this figuration, Agamben appears to construe happiness as that which allows for the overturning of contemporary nihilism in the form of the metaphysico-political nexus of biopower.

This debt also brings into focus Agamben’s reliance on the Benjaminian formulation of communicability as such, or communicability without communication, a thematic which emerges more strongly in Agamben’s somewhat anomalous essay published as The Coming Community, in which he develops the notion of “whatever singularities.” It is here that Agamben most explicitly addresses the rethinking of community that his early analyses of language and metaphysics suggested was required. In taking up the problem of community, Agamben enters into a broader engagement with this concept by others such as Maurice Blanchot and Jean-Luc Nancy, and in the Anglo-American scene, Alphonso Lingis. The broad aim of the engagement is to develop a conception of community that does not presuppose commonality or identity as a condition of belonging. Within this, Agamben’s conception of “whatever singularity” indicates a form of being that rejects any manifestation of identity or belonging and wholly appropriates being to itself, that is, in its own “being-in-language.” Whatever singularity allows for the formation of community without the affirmation of identity or “representable condition of belonging,” in nothing other than the “co-belonging” of singularities itself. Importantly though, this entails neither a mystical communion nor a nostalgic return to a Gemeinschaft that has been lost; instead, the coming community has never yet been. Interestingly, Agamben argues in this elliptical text that the community and politics of whatever singularity are heralded in the event of Tianenmen square, which he. He takes this event to indicate that the coming politics will not be a struggle between states, but, instead, a struggle between the state and humanity as such, insofar as it exists in itself without expropriation in identity.. Correlatively, the coming politics do not entail a sacralization of humanity, for the existence of whatever singularity is always irreparably abandoned to itself; as Agamben writes, ‘“The Irreparable is that things are just as they are, in this or that mode, consigned without remedy to their way of being. States of things are irreparable, whatever they may be: sad or happy, atrocious or blessed. How you are, how the world is—this is the irreparable….”(CC 90)

Agamben returns to this thematic within a critical analysis of the definition of man as the being that has language in his recent book, The Open. Agamben begins this text with reflection on an image of the messianic banquet of the righteous on the last day, preserved in a thirteenth- century Hebrew Bible, in which the righteous are presented not with human heads, but with those of animals. In taking up the rabbinic tradition of interpretation of this image, Agamben suggests that the righteous or “concluded humanity” are effectively the “remnant” or remainder of Israel, who are still alive at the coming of the Messiah. The enigma presented by the image of the righteous with animal heads appears to be that of the transformation of the relation of animal and human and the ultimate reconciliation of man with his own animal nature on the last day. But for Agamben, reflection on the enigma of the posthistorical condition of man thus presented necessitates a fundamental overturning of the metaphysico-political operations by which something like man is produced as distinct from the animal in order for its significance to be fully grasped. Agamben concludes this text—which is pragmatically an extended reflection on the Bataille-Kojeve debate—with the warning that what is required to stop the “anthropological machine” is not tracing the “no longer human or animal contours of a new creation,” but rather risking ourselves in the hiatus and central emptiness that separates the human and animal within man. Thus, for Agamben, “the righteous with animal heads…do not represent a new declension of the man-animal relation,” but instead indicates a zone of non-knowledge that allows them to be outside of being, “saved precisely in their being unsavable” (TO, 92). This articulation of the unsavable reiterates a number of Agamben’s previous comments on redemption and beatitude and provides some clearer articulation of his resolution of the dilemma of the post-historical condition of humanity as distinct from those of his precursors. But how Agamben will develop this resolution and the ethico-political implications of it in large part remains to be seen.
6. References and Further Reading

* Agamben, Giorgio. The Coming Community, tr. Michael Hardt, University of Minnesota Press, Minneapolis, 1993; La communità che viene, Einaudi, 1990. (CC)
* Agamben, Giorgio. Language and Death: The Place of Negativity, tr. Karen E. Pinkus and Michael Hardt, University of Minnesota Press, Minneapolis, 1991; Il linguaggio e la morte: Un seminario sul luogo della negatività, Giulio. Einuadi , 1982. (LD)
* Agamben, Giorgio. Stanzas: Word and Phantasm in Western Culture, tr. Ronald L. Martinez, University of Minnesota Press, Minneapolis, 1993; Stanze: La Parola e il fantasma nella cultura occidentale, Giulio Einuadi, Turin, 1977. (S)
* Agamben, Giorgio. The Idea of Prose, tr. Michael Sullivan and Sam Whitsitt, SUNY Press, Albany, 1995; Idea della prosa, Giangiacomo Feltrinelli, Milano, 1985.
* Agamben, Giorgio. Infancy and History, Verso, London, 1993; Infanzia et storia, Giulio Einuadi, 1978 (IH)
* Agamben, Giorgio. Language and Death: The Place of Negativity, tr. Karen E. Pinkus, University of Minnesota, Minneapolis, 1991; Il linguaggio e la morte: Un Seminario sul luogo, Giulio Einuadi, 1982.
* Agamben, Giorgio. Homo Sacer: Sovereign Power and Bare Life. tr. Daniel Heller-Roazen, Stanford University Press, Stanford, 1998; Homo sacer: Il potere sovrano e la nuda vita, Giulio Einuadi, 1995. (HS)
* Agamben, Giorgio. The Man without Content, tr. Georgia Albert, Stanford University Press, Stanford, 1999; L’”uomo senza contenuto, Quodlibet, 1994.
* Agamben, Giorgio. The End of the Poem: Studies in Poetics, tr. Daniel Heller-Roazen, Stanford University Press, Stanford, 1999. Categorie Italiane: Studi di poetica, Marsilio Editori, 1996. (EP)
* Agamben, Giorgio. Potentialities: Collected Essays in Philosophy, ed. and tr. Daniel Heller-Roazen, Stanford University Press, Stanford, 1999. (P)
* Agamben, Giorgio. Remnants of Auschwitz, tr. Daniel Heller-Roazen, Zone Books, New York, 1999; Quel che resta di Auschwitz, (RA)
* Agamben, Giorgio. Means without End: Notes on Politics, tr. Vincenzo Binetti and Cesare Casarino, University of Minnesota Press, Minneapolis, 2000; Mezzi sensa fine, Bollati Boringhieri, 1996. (ME)
* Agamben, Giorgio. The Open: Man and Animal, tr. Kevin Attell, Stanford University Press, Stanford, 2004; L’aperto: L’uomo e l’animale, Bollati Boringhieri, 2002 (TO)
* Agamben, Giorgio. State of Exception, tr. Kevin Attell, The University of Chicago Press, Chicago; 2005; Il Stato eccezione, Bollati Boringhieri, 2003. (SE)
* Agamben, Giorgio. “Theologico-Political Fragment,” Reflections: Essays, Aphorisms, Autobiographical Writings, ed. Peter Demetz, tr. Edmund Jephcott, Schocken Books, New York: 1978, 312. (TPF)
* Benjamin, Walter. “Critique of Violence,” Reflections: Essays, Aphorisms, Autobiographical Writings, ed. Peter Demetz, tr. Edmund Jephcott, Schocken Books, New York: 1978, 277-300.
* Benjamin, Walter. “Theses on the Philosophy of History” Illuminations, ed. Hannah Arendt, tr. Harry Zohn, Fontana, 1973.
* Foucault, M. History of Sexuality, Volume 1: An Introduction, tr. R Hurley, Penguin, London: 1981.

Sunday, July 11, 2010

Alexander Polyhistor (1st C. BCE)


Known in his own time as a prolific writer, historian and philosopher, Alexander Polyhistor’s existing writings are fragmentary and are often cited from secondary or paraphrased sources. In addition to having recorded the geographies of ancient Greek and Roman empires and transcribing the writings of Hellenistic Jewish scholars that would otherwise be lost, Alexander Polyhistor is recognized for his interpretation of Pythagorean doctrines, all the while not being officially recognized as a Pythagorean in written histories. Alexander’s writings on Pythagorean ideas address central doctrines: the harmony of numbers as Unity and the ideal that the mathematical world has primacy over, or can account for the existence of, the physical world. Yet the often conflicting accounts of Pythagorean concepts of numbers and Unity, the order giving rise to each, and their relation to the concept of matter and the origin of the universe make it difficult to determine with certainty how Alexander’s interpretation complements or embodies the varied lineages of the Pythagorean thinkers. Nonetheless, Alexander Polyhistor’s attempt at reconciling these ideas is considered a concise and valuable remnant of ancient Pythagorean thought, the importance of which still occupies scholars.

1. Life

Lucius Cornelius Alexander Polyhistor was a Greek scholar, imprisoned by the Romans in the war of Sulla against Mithridates of Pontus and brought as a slave to Rome for employment as a tutor. After Alexander’s release he lived in Italy as a Roman citizen. He had written so many books on philosophy, geography, and history, that he received the name Polyhistor. The writings of Alexander are now lost; only fragments exist, providing valuable information on antiquarian and eastern Mediterranean subjects. Alexander’s most important treatise consisted of 42 books of historical and geographical accounts of nearly all the countries of the ancient world. His other notable work is about the Jews; it reproduces in paraphrase relevant excerpts from Jewish writers, of whom otherwise nothing would be known. One of Alexander’s students was Gaius Julius Hyginus, Latin author, scholar and friend of Ovid, who was appointed by Augustus to be superintendent of the Palatine library.
2. Work

As a philosopher, Alexander Polyhistor had written Philosophers’ Successions, mentioned several times by Diogenes Laertius in his Lives and Opinions of Eminent Philosophers [hereafter 'DL']. Usually Diogenes used bio-bibliographical information from Alexander — on Socrates, Plato, Carneades of Cyrene, Chrysippus of Soli, Pyrrho of Elea, and others. There is also one passage about the Pythagoreans [DL, VIII, 25-36], containing several thoughts (on contradictions, fate, life, soul and its parts, perfect figures), and different curiosities (do not eat beans, do not touch a white cock, and similar). All these are of less importance.
3. Thought

Diogenes has preserved one extraordinarily interesting paraphrase of Alexander Polyhistor, concerning the Pythagorean idea of numbers as the elements of the universe:

The beginning of all is unity (monas); unity is a cause of indefinite duality as a matter; both unity and indefinite duality are sources of the numbers; the points are proceeding from numbers; the lines – from the points; from the lines are plane figures; from plane are volumetric figures; from them – sensibly acceptable solids, in which four elements are – fire, water, earth, and air; moving and changing totally, they give rise to the universe – inspired, intelligent, spherical, in the middle of which is the earth; and the earth is also spherical and inhabited from all sides. [DL, VIII, 25]

Here and elsewhere Alexander expounds Pythagorean doctrines. (It is interesting to mention that Alexander states that he found all his information in some Pythagorean notes, and an addition to these notes made by Aristotle [DL, VIII, 36]). However, straight evaluation of Alexander himself as a Pythagorean does not follow from the quote. Also, the “catalogue of the Pythagoreans” by the Neo-Platonist Iamblichus [On Pythagorean Life 267] includes 218 persons, but Alexander’s name is absent. Most likely, he was an erudite scholar, well-informed of different philosophical schools. It is proved by his nickname and his use of the genre of “successions of philosophers,” as well as references in other of Diogenes’ books, unrelated to Pythagoreanism.

The passage quoted above explains in its own way a harmonious conception of some mathematical idealism. The physical world is secondary with regard to the mathematical one. F.M. Cornford considered this information to be related to the Old Pythagoreans. He approved that the “original Pythagoreanism was monistic.” He thought that the Pythagoreans, from the very beginning, had taken unity as the first principle of all. [Classical Quarterly, XXVII, 1933, p.104] This seems to be in correspondence with the beginning of the fifth chapter of the first book (A) of Aristotle’s Metaphysics:

Contemporaneously with these philosophers, and even earlier, the so-called Pythagoreans, who were the first to take up mathematics, not only advanced this study, but also having been brought up in it, they thought its principles were the principles of everything. Since of these principles numbers are by nature the first, and in numbers they seemed to see many resemblances to the things that exist and come into being – more than in fire and earth and water … since, again, they saw that the properties and the ratios of the musical scales were expressible in numbers; – since, then, all other things seemed in their whole nature to be modeled on numbers, and numbers seemed to be the ultimate things in the whole of nature, they supposed the elements of numbers to be the elements of everything, and the whole universe to be a harmony (or proportion) and a number. [985b-986a]

Aristotle’s explanation seems to contain some difficult inconsistency. It is not one and the same to say that individual things “are numbers,” or the whole cosmos to be a number — because of difference between the singularities and the universals. Further, different sources sometimes ascribe to Pythagoreans the idea that things “are numbers,” or sometimes that they are “like numbers.” Furthermore, it is not so difficult to admit geometric figures or musical scales depending on numbers; more difficult is to imagine, for example, a fire made of numbers; and it is almost incomprehensible, how justice (say) “was four.” Indeed, the very Pythagorean doctrine of numbers was full of contradictions. Were really “all things” (everything) numbers — or only some of them? Were the things really numbers, or “like numbers?” Were the numbers elements of the things, or “the elements of numbers to be the elements of everything?” Were the things “made of numbers,” or “to be modeled on numbers,” i.e. they were made “according to numbers?” It is not so easy to reconcile such discrepancy of ill-assorted opinions.

We have still to consider a view, also attributed to Pythagoreans, that the First Principle (arkhe) is Unity (monas): “The beginning of all is unity…” [DL, VIII, 25]. Late Pythagoreans erected altars and temples for the Unity (i.e. One), and worshipped it as God. They deified Unity, rather than numbers. A reason is that the numbers themselves consist of, or originated from the units. But in what sense did the Pythagoreans speak of the Unity as the First Principle — as a unity of singular things? or hidden unity, being the basis of everything? or the unity of opposites? and if so, then either opposite philosophical categories (finite and infinite, one and many, rest and motion, etc.), or opposing characteristics and qualities of singular things (as, for example, white-black, sweet-bitter, and similar)? As we can see, the Pythagorean concept of the Unity is no clearer than their doctrine of numbers.

So, what was the First Principle? Was it the Number, or the Unity? It is hard to see how the Pythagoreans could reconcile the two. If the Number was the beginning of all, then we must regard the numbers as resulting from the units; and, then, the Universe originated from the Unity, rather than numbers. Even we could exclude numbers at all, because any thing is some entire wholeness and a unit (not “two”, or “three”, or “number”). Then, we have to consider the numbers as secondary qualities or external characteristics of things, proceeding from the Unity.

However, Pythagorean teaching of the Unity also maintains a contradiction — between really existing things and some underlying, invisible and ‘mystical’ Unity. So, singular things, gathered together, become not a unity, but a plurality. If we want to dig anything out of the depth of things, why was it unity, rather than duality (say), or plurality again? Consequently, we accept a unity of singular, finite, separate things in themselves (as “units”) — but we couldn’t realize their unity as One (monas). Thus, the Pythagorean principle of the Unity is inconsistent with the doctrine that things are numbers.

There is no doubt, however, that the Pythagoreans asserted that “things were like numbers”, and this was the original doctrine, going back to Pythagoras himself. Valuable comments are to be found in W.K.C. Guthrie:

The earlier of them (i.e. the Pythagoreans) maintained, that the “things were numbers.” To demonstrate it they said: “Look! 1 is a point, 2 a line, 3 a surface, and 4 a solid. Thus you have solid bodies generated from numbers.” We may call this an unwarrantable and indeed incomprehensible leap from the abstract intellectual conceptions of mathematics to the solid realities of nature. The pyramid, which they have made of the number 4, is not a pyramid of stone or wood, but non-material, a mere concept of the mind. Aristotle was already too far removed from their mentality to understand it, and complained that they “made weightless entities the elements of entities which had weight.” [Guthrie 1960, pp.14-15. Cf. Aristotle, Metaphysics 1090a32-34]

Consequently, the above question — whether Pythagoreans acknowledged as the First Principle the Number, or the Unity — we also have to reconcile with matter. To understand the origin of the Universe, it is necessary to explain how material things proceeded either from (non-material) Number, or from (non-material) Unity, or how “entities which had weight” originated from “weightless entities.” It was an irresolvable yet important problem for the whole Ancient philosophy. The outstanding importance and exclusive difficulties of this problem were stressed in Aristotle’s criticism of theory of ideas and numbers as independent entities and first principles of the things (in books 13 and 14 of Metaphysics). The final conclusion is that that to explain the origin of numbers is tortuous, and it is impossible here to make ends meet; thus, it gives evidence of impossibility — in spite of Pythagorean statements — to separate mathematical objects from sensibly acceptable things, and that they are not the First Principles of these things. [Metaphysics 1093b25f.]

Perhaps a suitable historical approach to the question is the one proposed by the famous Russian philosopher Alexey Losev, in his Ancient Cosmos and Contemporary Science:

As it is known, the Neo-Pythagoreanism developed into two different directions: the first didn’t put forward the concept of the number (Timaeus Locrus, Ocellos, Pseudo-Architos); the second proceeded from the philosophy of number — here are the Pythagoreans Alexander Polyhistor, and also Moderatus, Nichomachos, Numenius and some others. The study of this second direction in the Neo-Pythagoreanism is especially important for understanding of Plotinus’ (say, Neo-Platonic) teaching of matter. [Losev 1993, p. 464]

Thus, the main doctrine of Old Pythagoreanism was that of numbers as the First Principles. The main difficulty of this doctrine was the impossibility of explaining how material things originated from non-material beginnings. Neo-Pythagoreanism divided into two streams; and some Pythagoreans simply didn’t put forward the concept of the number; others strived to retain original doctrine of numbers, arranging it with some teachings about matter, and thus moving toward Neo-Platonism.

At last, we could consider the fragment of Polyhistor (quoted above) as a quite successful attempt to reconcile Pythagorean concepts of the unity, their doctrine of numbers as the beginning of all things, and simultaneously to include matter in the Pythagorean explanation of the origin of the sensibly acceptable world. It was a great deed, even more amazing with regard to the fact that we haven’t sufficient grounds to consider Alexander Polyhistor himself exactly as Pythagorean. In the same time, by his felicitous reconciliation of main Pythagorean ideas — just in one paraphrase — Polyhistor provided us with some integrated philosophical account of Pythagoreanism from a doctrinal perspective, and perhaps he is, for this reason, a better Pythagorean than Pythagoras himself. Generally speaking, from what we know of Polyhistor’s ideas, we could gather that this “unknown philosopher” was an outstanding historian of philosophy, and an important thinker of his era, somewhat along the lines of Posidonius. Indeed, the almost absolute loss of his writings is one of the irrecoverable and unbearable tragedies of the history of philosophy!
4. References and Further Reading

* Guthrie, W.K.C. The Greek Philosophers: From Thales to Aristotle (New York: Evanston 1960)
* Losev, A.F. Ancient Cosmos and Contemporary Science in Being – Name – Cosmos (Moscow: Thought 1993 – published in Russian)

Saturday, July 10, 2010

Aesthetics

aesthetiAesthetics may be defined narrowly as the theory of beauty, or more broadly as that together with the philosophy of art. The traditional interest in beauty itself broadened, in the eighteenth century, to include the sublime, and since 1950 or so the number of pure aesthetic concepts discussed in the literature has expanded even more. Traditionally, the philosophy of art concentrated on its definition, but recently this has not been the focus, with careful analyses of aspects of art largely replacing it. Philosophical aesthetics is here considered to center on these latter-day developments. Thus, after a survey of ideas about beauty and related concepts, questions about the value of aesthetic experience and the variety of aesthetic attitudes will be addressed, before turning to matters which separate art from pure aesthetics, notably the presence of intention. That will lead to a survey of some of the main definitions of art which have been proposed, together with an account of the recent “de-definition” period. The concepts of expression, representation, and the nature of art objects will then be covered.

1. Introduction

The full field of what might be called “aesthetics” is a very large one. There is even now a four-volume encyclopedia devoted to the full range of possible topics. The core issues in Philosophical Aesthetics, however, are nowadays fairly settled (see the book edited by Dickie, Sclafani, and Roblin, and the monograph by Sheppard, among many others).

Aesthetics in this central sense has been said to start in the early eighteenth century, with the series of articles on “The Pleasures of the Imagination” which the journalist Joseph Addison wrote in the early issues of the magazine The Spectator in 1712. Before this time, thoughts by notable figures made some forays into this ground, for instance in the formulation of general theories of proportion and harmony, detailed most specifically in architecture and music. But the full development of extended, philosophical reflection on Aesthetics did not begin to emerge until the widening of leisure activities in the eighteenth century.

By far the most thoroughgoing and influential of the early theorists was Immanuel Kant, towards the end of the eighteenth century. Therefore it is important, first of all, to have some sense of how Kant approached the subject. Criticisms of his ideas, and alternatives to them, will be presented later in this entry, but through him we can meet some of the key concepts in the subject by way of introduction.

Kant is sometimes thought of as a formalist in art theory; that is to say, someone who thinks the content of a work of art is not of aesthetic interest. But this is only part of the story. Certainly he was a formalist about the pure enjoyment of nature, but for Kant most of the arts were impure, because they involved a “concept.” Even the enjoyment of parts of nature was impure, namely when a concept was involved— as when we admire the perfection of an animal body or a human torso. But our enjoyment of, for instance, the arbitrary abstract patterns in some foliage, or a color field (as with wild poppies, or a sunset) was, according to Kant, absent of such concepts; in such cases, the cognitive powers were in free play. By design, art may sometimes obtain the appearance of this freedom: it was then “Fine Art”—but for Kant not all art had this quality.

In all, Kant’s theory of pure beauty had four aspects: its freedom from concepts, its objectivity, the disinterest of the spectator, and its obligatoriness. By “concept,” Kant meant “end,” or “purpose,” that is, what the cognitive powers of human understanding and imagination judge applies to an object, such as with “it is a pebble,” to take an instance. But when no definite concept is involved, as with the scattered pebbles on a beach, the cognitive powers are held to be in free play; and it is when this play is harmonious that there is the experience of pure beauty. There is also objectivity and universality in the judgment then, according to Kant, since the cognitive powers are common to all who can judge that the individual objects are pebbles. These powers function alike whether they come to such a definite judgment or are left suspended in free play, as when appreciating the pattern along the shoreline. This was not the basis on which the apprehension of pure beauty was obligatory, however. According to Kant, that derived from the selflessness of such an apprehension, what was called in the eighteenth century its “disinterest.” This arises because pure beauty does not gratify us sensuously; nor does it induce any desire to possess the object. It “pleases,” certainly, but in a distinctive intellectual way. Pure beauty, in other words, simply holds our mind’s attention: we have no further concern than contemplating the object itself. Perceiving the object in such cases is an end in itself; it is not a means to a further end, and is enjoyed for its own sake alone.

It is because Morality requires we rise above ourselves that such an exercise in selfless attention becomes obligatory. Judgments of pure beauty, being selfless, initiate one into the moral point of view. “Beauty is a symbol of Morality,” and “The enjoyment of nature is the mark of a good soul” are key sayings of Kant. The shared enjoyment of a sunset or a beach shows there is harmony between us all, and the world.

Among these ideas, the notion of “disinterest” has had much the widest currency. Indeed, Kant took it from eighteenth century theorists before him, such as the moral philosopher, Lord Shaftesbury, and it has attracted much attention since: recently by the French sociologist Pierre Bourdieu, for instance. Clearly, in this context “disinterested” does not mean “uninterested,” and paradoxically it is closest to what we now call our “interests,” that is, such things as hobbies, travel, and sport, as we shall see below. But in earlier centuries, one’s “interest” was what was to one’s advantage, that is, it was “self-interest,” and so it was the negation of that which closely related aesthetics to ethics.
2. Aesthetic Concepts

The eighteenth century was a surprisingly peaceful time, but this turned out to be the lull before the storm, since out of its orderly classicism there developed a wild romanticism in art and literature, and even revolution in politics. The aesthetic concept which came to be more appreciated in this period was associated with this, namely sublimity, which Edmund Burke theorized about in his “A Philosophical Enquiry into the Origin of our ideas of the Sublime and Beautiful.” The sublime was connected more with pain than pure pleasure, according to Burke, since threats to self-preservation were involved, as on the high seas, and lonely moors, with the devilish humans and dramatic passions that artists and writers were about to portray. But in these circumstances, of course, it is still “delightful horror,” as Burke appreciated, since one is insulated by the fictionality of the work in question from any real danger.

“Sublime” and “beautiful” are only two amongst the many terms which may be used to describe our aesthetic experiences. Clearly there are “ridiculous” and “ugly,” for a start, as well. But the more discriminating will have no difficulty also finding something maybe “fine,” or “lovely” rather than “awful” or “hideous,” and “exquisite” or “superb” rather than “gross” or “foul.” Frank Sibley wrote a notable series of articles, starting in 1959, defending a view of aesthetic concepts as a whole. He said that they were not rule- or condition-governed, but required a heightened form of perception, which one might call taste, sensitivity, or judgment. His full analysis, however, contained another aspect, since he was not only concerned with the sorts of concepts mentioned above, but also with a set of others which had a rather different character. For one can describe works of art, often enough, in terms which relate primarily to the emotional and mental life of human beings. One can call them “joyful,” “melancholy,” “serene,” “witty,” “vulgar,” and “humble,” for instance. These are evidently not purely aesthetic terms, because of their further uses, but they are still very relevant to many aesthetic experiences.

Sibley’s claim about these concepts was that there were no sufficient conditions for their application. For many concepts—sometimes called “closed” concepts, as a result—both necessary and sufficient conditions for their application can be given. To be a bachelor, for instance, it is necessary to be male and unmarried, though of marriageable age, and together these three conditions are sufficient. For other concepts, however, the so-called “open” ones, no such definitions can be given— although for aesthetic concepts Sibley pointed out there were still some necessary conditions, since certain facts can rule out the application of, for example, “garish,” “gaudy,” or “flamboyant.”

The question therefore arises: how do we make aesthetic judgments if not by checking sufficient conditions? Sibley’s account was that, when the concepts were not purely perceptual they were mostly metaphoric. Thus, we call artworks “dynamic,” or “sad,” as before, by comparison with the behaviors of humans with those qualities. Other theorists, such as Rudolph Arnheim and Roger Scruton, have held similar views. Scruton, in fact, discriminated eight types of aesthetic concept, and we shall look at some of the others below.
3. Aesthetic Value

We have noted Kant’s views about the objectivity and universality of judgments of pure beauty, and there are several ways that these notions have been further defended. There is a famous curve, for instance, obtained by the nineteenth century psychologist Wilhelm Wundt, which shows how human arousal is quite generally related to complexity of stimulus. We are bored by the simple, become sated, even over-anxious, by the increasingly complex, while in between there is a region of greatest pleasure. The dimension of complexity is only one objective measure of worth which has been proposed in this way. Thus it is now known, for instance, that judgments of facial beauty in humans are a matter of averageness and symmetry. Traditionally, unity was taken to be central, notably by Aristotle in connection with Drama, and when added to complexity it formed a general account of aesthetic value. Thus Francis Hutcheson, in the eighteenth century, asserted that “Uniformity in variety always makes an object beautiful.” Monroe Beardsley, more recently, has introduced a third criterion—intensity—to produce his three “General Canons” of objective worth. He also detailed some “Special Canons.”

Beardsley called the objective criteria within styles of Art “Special Canons.” These were not a matter of something being good of its kind and so involving perfection of a concept in the sense of Kant. They involved defeasible “good-making” and “bad-making” features, more in the manner Hume explained in his major essay in this area, “Of the Standard of Taste” (1757). To say a work of art had a positive quality like humor, for instance, was to praise it to some degree, but this could be offset by other qualities which made the work not good as a whole. Beardsley defended all of his canons in a much more detailed way than his eighteenth century predecessor however: through a lengthy, fine-grained, historical analysis of what critics have actually appealed to in the evaluation of artworks. Also, he explicitly made the disclaimer that his canons were the only criteria of value, by separating these “objective reasons” from what he called “affective” and “genetic” reasons. These two other sorts of reasons were to do with audience response, and the originating artist and his times, respectively, and either “The Affective Fallacy” or “The Intentional Fallacy,” he maintained, was involved if these were considered. The discrimination enabled Beardsley to focus on the artwork and its representational relations, if any, to objects in the public world.

Against Beardsley, over many years, Joseph Margolis maintained a “Robust Relativism.” Thus he wanted to say that “aptness,” “partiality,” and “non-cognitivism” characterize art appreciation, rather than “truth,” “universality,” and “knowledge.” He defended this with respect to aesthetic concepts, critical judgments of value, and literary interpretations in particular, saying, more generally, that works of art were “culturally emergent entities” not directly accessible, because of this, to any faculty resembling sense perception. The main debate over aesthetic value, indeed, concerns social and political matters, and the seemingly inevitable partiality of different points of view. The central question concerns whether there is a privileged class, namely those with aesthetic interests, or whether their set of interests has no distinguished place, since, from a sociological perspective, that taste is just one amongst all other tastes in the democratic economy. The sociologist Arnold Hauser preferred a non-relativistic point of view, and was prepared to give a ranking of tastes. High art beat popular art, Hauser said, because of two things: the significance of its content, and the more creative nature of its forms. Roger Taylor, by contrast, set out very fully the “leveller’s” point of view, declaring that “Aida” and “The Sound of Music” have equal value for their respective audiences. He defended this with a thorough philosophical analysis, rejecting the idea that there is such a thing as truth corresponding to an external reality, with the people capable of accessing that truth having some special value. Instead, according to Taylor, there are just different conceptual schemes, in which truth is measured merely by coherence internal to the scheme itself. Janet Wolff looked at this debate more disinterestedly, in particular studying the details of the opposition between Kant and Bourdieu.
4. Aesthetic Attitudes

Jerome Stolnitz, in the middle of the last century, was a Kantian, and promoted the need for a disinterested, objective attitude to art objects. It is debatable, as we saw before, whether this represents Kant’s total view of art, but the disinterested treatment of art objects which Stolnitz recommended was very commonly pursued in his period.

Edward Bullough, writing in 1912, would have called “disinterested attention” a “distanced” attitude, but he used this latter term to generate a much fuller and more detailed appreciation of the whole spectrum of attitudes which might be taken to artworks. The spectrum stretched from people who “over-distance” to people who “under-distance.” People who over-distance are, for instance, critics who merely look at the technicalities and craftwork of a production, missing any emotional involvement with what it is about. Bullough contrasted this attitude with what he called “under-distancing,” where one might get too gripped by the content. The country yokel who jumps upon the stage to save the heroine, and the jealous husband who sees himself as Othello smothering his wife, are missing the fact that the play is an illusion, a fiction, just make-believe. Bullough thought there was, instead, an ideal mid-point between his two extremes, thereby solving his “antinomy of distance” by deciding there should be the least possible distance without its disappearance.

George Dickie later argued against both “disinterest” and “distance” in a famous 1964 paper, “The Myth of the Aesthetic Attitude.” He argued that we should be able to enjoy all objects of awareness, whether “pure aesthetic” or moral. In fact, he thought the term “aesthetic” could be used in all cases, rejecting the idea that there was some authorized way of using the word just to apply to surface or formal features— the artwork as a thing in itself. As a result, Dickie concluded that the aesthetic attitude, when properly understood, reduced to just close attention to whatever holds one’s mind in an artwork, against the tradition which believed it had a certain psychological quality, or else involved attention just to certain objects.

Art is not the only object to draw interest of this pleasurable kind: hobbies and travel are further examples, and sport yet another, as was mentioned briefly above. In particular, the broadening of the aesthetic tradition in recent years has led theorists to give more attention to sport. David Best, for instance, writing on sport and its likeness to art, highlighted how close sport is to the purely aesthetic. But he wanted to limit sport to this, and insisted it had no relevance to ethics. Best saw art forms as distinguished expressly by their having the capacity to comment on life situations, and hence bring in moral considerations. No sport had this further capacity, he thought, although the enjoyment of many sports may undoubtedly be aesthetic. But many art forms—perhaps more clearly called “craft-forms” as a result— also do not comment on life situations overmuch, for example, décor, abstract painting, and non-narrative ballet. And there are many sports which are pre-eminently seen in moral, “character-building” terms, for example, mountaineering, and the various combat sports (like boxing and wrestling). Perhaps the resolution comes through noting the division Best himself provides within sport-forms, between, on the one hand, “task” or “non-purposive” sports like gymnastics, diving, and synchronized swimming, which are the ones he claims are aesthetic, and on the other hand the “achievement,” or “purposive’ sports, like those combat sports above. Task sports have less “art” in them, since they are not as creative as the purposive ones.
5. Intentions

The traditional form of art criticism was biographical and sociological, taking into account the conceptions of the artist and the history of the traditions within which the artist worked. But in the twentieth century a different, more scientific and ahistorical form of literary criticism grew up in the United States and Britain: The New Criticism. Like the Russian Formalists and French Structuralists in the same period, the New Critics regarded what could be gleaned from the work of art alone as relevant to its assessment, but their specific position received a much-discussed philosophical defense by William Wimsatt and Monroe Beardsley in 1946. Beardsley saw the position as an extension of “The Aesthetic Point of View”; Wimsatt was a practical critic personally engaged in the new line of approach. In their essay “The Intentional Fallacy,” Wimsatt and Beardsley claimed “the design or intention of the artist is neither available nor desirable as a standard for judging the success of a work of literary art.” It was not always available, since it was often difficult to obtain, but, in any case, it was not appropriately available, according to them, unless there was evidence for it internal to the finished work of art. Wimsatt and Beardsley allowed such forms of evidence for a writer’s intentions, but would allow nothing external to the given text.

This debate over intention in the literary arts has raged with full force into more recent times. A contemporary of Wimsatt and Beardsley, E.D. Hirsch, has continued to maintain his “intentionalist” point of view. Against him, Steven Knapp and Walter Benn Michaels have taken up an ahistorical position. Frank Cioffi, one of the original writers who wrote a forceful reply to Wimsatt and Beardsley, aligned himself with neither camp, believing different cases were “best read” sometimes just as, sometimes other than as, the artist knowingly intended them. One reason he rejected intention, at times, was because he believed the artist might be unconscious of the full significance of the artwork.

A similar debate arises in other art forms besides Literature, for instance Architecture, Theater, and Music, although it has caused less professional comment in these arts, occurring more at the practical level in terms of argument between “purists” and “modernizers.” Purists want to maintain a historical orientation to these art forms, while modernizers want to make things more available for contemporary use. The debate also has a more practical aspect in connection with the visual arts. For it arises in the question of what devalues fakes and forgeries, and by contrast puts a special value on originality. There have been several notable frauds perpetrated by forgers of artworks and their associates. The question is: if the surface appearance is much the same, what especial value is there in the first object? Nelson Goodman was inclined to think that one can always locate a sufficient difference by looking closely at the visual appearance. But even if one cannot, there remain the different histories of the original and the copy, and also the different intentions behind them.

The relevance of such intentions in visual art has entered very prominently into philosophical discussion. Arthur Danto, in his 1964 discussion of “The Artworld,” was concerned with the question of how the atmosphere of theory can alter how we see artworks. This situation has arisen in fact with respect to two notable paintings which look the same, as Timothy Binkley has explained, namely Leonardo’s original “Mona Lisa” and Duchamp’s joke about it, called “L.H.O.O.Q. Shaved.” The two works look ostensibly the same, but Duchamp, one needs to know, had also produced a third work, “L.H.O.O.Q.,” which was a reproduction of the “Mona Lisa,” with some graffiti on it: a goatee and moustache. He was alluding in that work to the possibility that the sitter for the “Mona Lisa” might have been a young male, given the stories about Leonardo’s homosexuality. With the graffiti removed the otherwise visually similar works are still different, since Duchamp’s title, and the history of its production, alters what we think about his piece.
6. Definitions of Art

Up to the “de-definition” period, definitions of art fell broadly into three types, relating to representation, expression, and form. The dominance of representation as a central concept in art lasted from before Plato’s time to around the end of the eighteenth century. Of course, representational art is still to be found to this day, but it is no longer pre-eminent in the way it once was. Plato first formulated the idea by saying that art is mimesis, and, for instance, Bateaux in the eighteenth century followed him, when saying: “Poetry exists only by imitation. It is the same thing with painting, dance and music; nothing is real in their works, everything is imagined, painted, copied, artificial. It is what makes their essential character as opposed to nature.”

In the same century and the following one, with the advent of Romanticism, the concept of expression became more prominent. Even around Plato’s time, his pupil Aristotle preferred an expression theory: art as catharsis of the emotions. And Burke, Hutcheson, and Hume also promoted the idea that what was crucial in art were audience responses: pleasure in Art was a matter of taste and sentiment. But the full flowering of the theory of Expression, in the twentieth century, has shown that this is only one side of the picture.

In the taxonomy of art terms Scruton provided, Response theories concentrate on affective qualities such as “moving,” “exciting,” “nauseous,” “tedious,” and so forth. But theories of art may be called “expression theories” even though they focus on the embodied, emotional, and mental qualities discussed before, like “joyful,” “melancholy,” “humble,” “vulgar,” and “intelligent.” As we shall see below, when recent studies of expression are covered in more detail, it has been writers like John Hospers and O.K. Bouwsma who have preferred such theories. But there are other types of theory which might, even more appropriately, be called “expression theories.” What an artist is personally expressing is the focus of self-expression theories of art, but more universal themes are often expressed by individuals, and art-historical theories see the artist as merely the channel for broader social concerns.

R. G. Collingwood in the 1930s took art to be a matter of self-expression: “By creating for ourselves an imaginary experience or activity, we express our emotions; and this is what we call art.” And the noteworthy feature of Marx’s theory of art, in the nineteenth century, and those of the many different Marxists who followed him into the twentieth century, was that they were expression theories in the “art-Historical” sense. The arts were taken, by people of this persuasion, to be part of the superstructure of society, whose forms were determined by the economic base, and so art came to be seen as expressing, or “reflecting” those material conditions. Social theories of art, however, need not be based on materialism. One of the major social theorists of the late nineteenth century was the novelist Leo Tolstoy, who had a more spiritual point of view. He said: “Art is a human activity consisting in this, that one man consciously, by means of certain external signs, hands on to others feelings he has lived through, and that others are infected by these feelings and also experience them.”

Coming into the twentieth century, the main focus shifted towards abstraction and the appreciation of form. The aesthetic, and the arts and crafts movements, in the latter part of the nineteenth century drew people towards the appropriate qualities. The central concepts in aesthetics are here the pure aesthetic ones mentioned before, like “graceful,” “elegant,” “exquisite,” “glorious,” and “nice.” But formalist qualities, such as organization, unity, and harmony, as well as variety and complexity, are closely related, as are technical judgments like “well-made,” “skilful,” and “professionally written.” The latter might be separated out as the focus of Craft theories of art, as in the idea of art as “Techne” in ancient Greece, but Formalist theories commonly focus on all of these qualities, and “aesthetes” generally find them all of central concern. Eduard Hanslick was a major late nineteenth century musical formalist; the Russian Formalists in the early years of the revolution, and the French Structuralists later, promoted the same interest in Literature. Clive Bell and Roger Fry, members of the influential Bloomsbury Group in the first decades of the twentieth century, were the most noted early promoters of this aspect of Visual art.

Bell’s famous “Aesthetic Hypothesis” was: “What quality is shared by all objects that provoke our aesthetic emotions? Only one answer seems possible— significant form. In each, lines and colors combined in a particular way; certain forms and relations of forms, stir our aesthetic emotions. These relations and combinations of lines and colors, these aesthetically moving forms, I call ‘Significant Form’; and ‘Significant Form’ is the one quality common to all works of visual art.” Clement Greenberg, in the years of the Abstract Expressionists, from the 1940s to the 1970s, also defended a version of this Formalism.

Abstraction was a major drive in early twentieth century art, but the later decades largely abandoned the idea of any tight definition of art. The “de-definition” of art was formulated in academic philosophy by Morris Weitz, who derived his views from some work of Wittgenstein on the notion of games. Wittgenstein claimed that there is nothing which all games have in common, and so the historical development of them has come about through an analogical process of generation, from paradigmatic examples merely by way of “family resemblances.”

There are, however, ways of providing a kind of definition of art which respects its open texture. The Institutional definition of art, formulated by George Dickie, is in this class: “a work of art is an artefact which has had conferred upon it the status of candidate for appreciation by the artworld.” This leaves the content of art open, since it is left up to museum directors, festival organizers, and so forth, to decide what is presented. Also, as we saw before, Dickie left the notion of “appreciation” open, since he allowed that all aspects of a work of art could be attended to aesthetically. But the notion of “artefact,” too, in this definition is not as restricted as it might seem, since anything brought into an art space as a candidate for appreciation becomes thereby “artefactualized,” according to Dickie— and so he allowed as art what are otherwise called (natural) “Found Objects,” and (previously manufactured) “Readymades.” Less emphasis on power brokers was found in Monroe Beardsley’s slightly earlier aesthetic definition of art: “an artwork is something produced with the intention of giving it the capacity to satisfy the aesthetic interest”— where “production” and “aesthetic” have their normal, restricted content. But this suggests that these two contemporary definitions, like the others, merely reflect the historical way that art developed in the associated period. Certainly traditional objective aesthetic standards, in the earlier twentieth century, have largely given way to free choices in all manner of things by the mandarins of the public art world more recently.
7. Expression

Response theories of art were particularly popular during the Logical Positivist period in philosophy, that is, around the 1920s and 1930s. Science was then contrasted sharply with Poetry, for instance, the former being supposedly concerned with our rational mind, the latter with our irrational emotions. Thus the noted English critic I. A. Richards tested responses to poems scientifically in an attempt to judge their value, and unsurprisingly found no uniformity. Out of this kind of study comes the common idea that “art is all subjective”: if one concentrates on whether people do or do not like a particular work of art then, naturally, there can easily seem to be no reason to it.

We are now more used to thinking that the emotions are rational, partly because we now distinguish the cause of an emotion from its target. If one looks at what emotions are caused by an artwork, not all of these need target the artwork itself, but instead what is merely associated with it. So what the subjective approach centrally overlooks are questions to do with attention, relevance, and understanding. With those as controlling features we get a basis for normalizing the expected audience’s emotions in connection with the artwork, and so move away from purely personal judgments such as “Well, it saddened me” to more universal assessments like “it was sad.”

And with the “it” more focused on the artwork we also start to see the significance of the objective emotional features it metaphorically possesses, which were what Embodiment theorists like Hospers settled on as central. Hospers, following Bouwsma, claimed that the sadness of some music, for instance, concerns not what is evoked in us, nor any feeling experienced by the composer, but simply its physiognomic similarity to humans when sad: “it will be slow not tripping; it will be low not tinkling. People who are sad move more slowly, and when they speak they speak softly and low.” This was also a point of view developed at length by the gestalt psychologist Rudolph Arnheim.

The discriminations do not stop there, however. Guy Sircello, against Hospers, pointed out first that there are two ways emotions may be embodied in artworks: because of their form (which is what Hospers chiefly had in mind), and because of their content. Thus, a picture may be sad not because of its mood or color, but because its subject matter or topic is pathetic or miserable. That point was only a prelude, however, to an even more radical criticism of Embodiment theories by Sircello. For emotion words can also be applied, he said, on account of the “artistic acts” performed by the artists in presenting their attitude to their subject. If we look upon an artwork from this perspective, we are seeing it as a “symptom” in Suzanne Langer’s terms; however, Langer believed one should see it as a “symbol” holding some meaning which can be communicated to others.

Communication theorists all combine the three elements above, namely the audience, the artwork, and the artist, but they come in a variety of stamps. Thus, while Clive Bell and Roger Fry were Formalists, they were also Communication Theorists. They supposed that an artwork transmitted “aesthetic emotion” from the artist to the audience on account of its “significant form.” Leo Tolstoi was also a communication theorist but of almost the opposite sort. What had to be transmitted, for Tolstoi, was expressly what was excluded by Bell and (to a lesser extent) Fry, namely the “emotions of life.” Tolstoi wanted art to serve a moral purpose: helping to bind communities together in their fellowship and common humanity under God. Bell and Fry saw no such social purpose in art, and related to this difference were their opposing views regarding the value of aesthetic properties and pleasure. These were anathema to Tolstoi, who, like Plato, thought they led to waste; but the “exalted” feelings coming from the appreciation of pure form were celebrated by Bell and Fry, since their “metaphysical hypothesis” claimed it put one in touch with “ultimate reality.” Bell said, “What is that which is left when we have stripped a thing of all sensations, of all its significance as a means? What but that which philosophers used to call ‘the thing in itself’ and now call ‘ultimate reality’.”

This debate between moralists and aesthetes continues to this day with, for instance, Noël Carroll supporting a “Moderate Moralism” while Anderson and Dean support “Moderate Autonomism.” Autonomism wants aesthetic value to be isolated from ethical value, whereas Moralism sees them as more intimately related.

Communication theorists generally compare art to a form of Language. Langer was less interested than the above theorists in legislating what may be communicated, and was instead concerned to discriminate different art languages, and the differences between art languages generally and verbal languages. She said, in brief, that art conveyed emotions of various kinds, while verbal language conveyed thoughts, which was a point made by Tolstoy too. But Langer spelled out the matter in far finer detail. Thus, she held that art languages were “presentational” forms of expression, while verbal languages were “discursive”— with Poetry, an art form using verbal language, combining both aspects, of course. Somewhat like Hospers and Bouwsma, Langer said that art forms presented feelings because they were “morphologically similar” to them: an artwork, she held, shared the same form as the feeling it symbolizes. This gave rise to the main differences between presentational and discursive modes of communication: verbal languages had a vocabulary, a syntax, determinate meanings, and the possibility of translation, but none of these were guaranteed for art languages, according to Langer. Art languages revealed “what it is like” to experience something— they created “virtual experiences.”

The detailed ways in which this arises with different art forms Langer explained in her 1953 book Feeling and Form. Scruton followed Langer in several ways, notably by remarking that the experience of each art form is sui generis, that is, “each of its own kind.” He also spelled out the characteristics of a symbol in even more detail. Discussions of questions specific to each art form have been pursued by many other writers; see, for instance, Dickie, Sclafani, and Roblin, and the recent book by Gordon Graham.
8. Representation

Like the concept of Expression, the concept of Representation has been very thoroughly examined since the professionalization of Philosophy in the twentieth century.

Isn’t representation just a matter of copying? If representation could be understood simply in terms of copying, that would require “the innocent eye,” that is, one which did not incorporate any interpretation. E. H. Gombrich was the first to point out that modes of representation are, by contrast, conventional, and therefore have a cultural, socio-historical base. Thus perspective, which one might view as merely mechanical, is only a recent way of representing space, and many photographs distort what we take to be reality— for instance, those from the ground of tall buildings, which seem to make them incline inwards at the top.

Goodman, too, recognized that depiction was conventional; he likened it to denotation, that is, the relation between a word and what it stands for. He also gave a more conclusive argument against copying being the basis of representation. For that would make resemblance a type of representation, whereas if a resembles b, then b resembles a— yet a dog does not represent its picture. In other words, Goodman is saying that resemblance implies a symmetric relationship, but representation does not. As a result, Goodman made the point that representation is not a craft but an art: we create pictures of things, achieving a view of those things by representing them as this or as that. As a result, while one sees the objects depicted, the artist’s thoughts about those objects may also be discerned, as with Sircello’s “artistic arts.” The plain idea that just objects are represented in a picture was behind Richard Wollheim’s account of representational art in the first edition of his book Art and Its Objects (1968). There, the paint in a picture was said to be “seen as” an object. But in the book’s second edition, Wollheim augmented this account to allow for what is also “seen in” the work, which includes such things as the thoughts of the artist.

There are philosophical questions of another kind, however, with respect to the representation of objects, because of the problematic nature of fictions. There are three broad categories of object which might be represented: individuals which exist, like Napoleon; types of thing which exist, like kangaroos; and things which do not exist, like Mr. Pickwick, and unicorns. Goodman’s account of representation easily allowed for the first two categories, since, if depictions are like names, the first two categories of painting compare, respectively, with the relations between the proper name “Napoleon” and the person Napoleon, and the common name “kangaroo” and the various kangaroos. Some philosophers would think that the third category was as easily accommodated, but Goodman, being an Empiricist (and so concerned with the extensional world), was only prepared to countenance existent objects. So for him pictures of fictions did not denote or represent anything; instead, they were just patterns of various sorts. Pictures of unicorns were just shapes, for Goodman, which meant that he saw the description “picture of a unicorn” as unarticulated into parts. What he preferred to call a “unicorn-picture” was merely a design with certain named shapes within it. One needs to allow there are “intensional” objects as well as extensional ones before one can construe “picture of a unicorn’ as parallel to “picture of a kangaroo.” By contrast with Goodman, Scruton is one philosopher more happy with this kind of construal. It is a construal generally more congenial to Idealists, and to Realists of various persuasions, than to Empiricists.

The contrast between Empiricists and other types of philosopher also bears on other central matters to do with fictions. Is a fictional story a lie about this world, or a truth about some other? Only if one believes there are other worlds, in some kind of way, will one be able to see much beyond untruths in stories. A Realist will settle for there being “fictional characters,” often enough, about which we know there are some determinate truths— wasn’t Mr. Pickwick fat? But one difficulty then is knowing things about Mr. Pickwick other than what Dickens tells us— was Mr. Pickwick fond of grapes, for instance? An Idealist will be more prepared to consider fictions as just creatures of our imaginations. This style of analysis has been particularly prominent recently, with Scruton essaying a general theory of the imagination in which statements like “Mr. Pickwick was fat” are entertained in an “unasserted” fashion. One problem with this style of analysis is explaining how we can have emotional relations with, and responses to, fictional entities. We noticed this kind of problem before, in Burke’s description “delightful horror”: how can audiences get pleasure from tragedies and horror stories when, if those same events were encountered in real life, they would surely be anything but pleasurable? On the other hand, unless we believe that fictions are real, how can we, for instance, be moved by the fate of Anna Karenina? Colin Radford, in 1975, wrote a celebrated paper on this matter which concluded that the “paradox of emotional response to fiction” was unsolvable: adult emotional responses to fictions were “brute facts,” but they were still incoherent and irrational, he said. Radford defended this conclusion in a series of further papers in what became an extensive debate. Kendall Walton, in his 1990 book Mimesis and Make-Believe, pursued at length an Idealist’s answer to Radford. At a play, for instance, Walton said the audience enters into a form of pretence with the actors, not believing, but making believe that the portrayed events and emotions are real.
9. Art Objects

What kind of thing is a work of art? Goodman, Wollheim, Wolterstorff, and Margolis have been notable contributors to the contemporary debate.

We must first distinguish the artwork from its notation or “recipe,” and from its various physical realizations. Examples would be: some music, its score, and its performances; a drama, its script, and its performances; an etching, its plate, and its prints; and a photograph, its negative, and its positives. The notations here are “digital” in the first two cases, and “analogue” in the second two, since they involve discrete elements like notes and words in the one case, and continuous elements like lines and color patches in the other. Realizations can also be divided into two broad types, as these same examples illustrate: there are those that arise in time (performance works) and those that arise in space (object works). Realizations are always physical entities. Sometimes there is only one realization, as with architect-designed houses, couturier-designed dresses, and many paintings, and Wollheim concluded that in these cases the artwork is entirely physical, consisting of that one, unique realization. However, a number a copies were commonly made of paintings in the middle ages, and it is theoretically possible to replicate even expensive clothing and houses.

Philosophical questions in this area arise mainly with respect to the ontological status of the idea which gets executed. Wollheim brought in Charles Peirce’s distinction between types and tokens, as an answer to this: the number of different tokens of letters (7), and different types of letter (5), in the string “ABACDEC,” indicates the difference. Realizations are tokens, but ideas are types, that is, categories of objects. There is a normative connection between them as Margolis and Nicholas Wolterstorff have explained, since the execution of ideas is an essentially social enterprise.

That also explains how the need for a notation arises: one which would link not only the idea with its execution, but also the various functionaries. Broadly, there are the creative persons who generate the ideas, which are transmitted by means of a recipe to manufacturers who generate the material objects and performances. “Types are created, particulars are made” it has been said, but the link is through the recipe. Schematically, two main figures are associated with the production of many artworks: the architect and the builder, the couturier and the dressmaker, the composer and the performer, the choreographer and the dancer, the script-writer and the actor, and so forth. But a much fuller list of operatives is usually involved, as is very evident with the production of films, and other similar large entertainments. Sometimes the director of a film is concerned to control all its aspects, when we get the notion of an “auteur” who can be said to be the author of the work, but normally, creativity and craft thread through the whole production process, since even those designated “originators” still work within certain traditions, and no recipe can limit entirely the end product.

The associated philosophical question concerns the nature of any creativity. There is not much mystery about the making of particulars from some recipe, but much more needs to be said about the process of originating some new idea. For creation is not just a matter of getting into an excited mental state— as in a “brainstorming” session, for instance. That is a central part of the “creative process theory,” a form of which is to be found in the work of Collingwood. It was in these terms that Collingwood distinguished the artist from the craftsperson, namely with reference to what the artist was capable of generating just in his or her mind. But the major difficulty with this kind of theory is that any novelty has to be judged externally in terms of the artist’s social place amongst other workers in the field, as Jack Glickman has shown. Certainly, if it is to be an original idea, the artist cannot know beforehand what the outcome of the creative process will be. But others might have had the same idea before, and if the outcome was known already, then the idea thought up was not original in the appropriate sense. Thus the artist will not be credited with ownership in such cases. Creation is not a process, but a public achievement: it is a matter of breaking the tape ahead of others in a certain race.
10. References and Further Reading

* Arnheim, R.1954, Art and Visual Perception. University of California Press, Berkeley.
o A study of physiognomic properties from the viewpoint of gestalt psychology.
* Beardsley, M.C. 1958, Aesthetics, Harcourt Brace, New York.
o The classic mid-twentieth century text, with a detailed, practical study of the principles of art criticism.
* Bell, C. 1914, Art, Chatto and Windus, London.
o Manifesto for Formalism defending both his Aesthetic Hypothesis, and his Metaphysical Hypothesis.
* Best, D. 1976, Philosophy and Human Movement, Allen and Unwin, London.
o Applies aesthetic principles to Sport, and assesses its differences from Art.
* Bourdieu, P. 1984, Distinction, trans. R.Nice, Routledge and Kegan Paul, London.
o Studies contemporary French taste empirically, with special attention to the place of the “disinterested” class.
* Carroll, N 1990, The Philosophy of Horror; or, Paradoxes of the Heart, Routledge, London and New York.
o Investigation into the form and aesthetics of horror film and fiction, including discussion of the paradox of emotional response to fiction and the paradox of “horror-pleasure”.
* Collingwood, R.G. 1958, The Principles of Art, Oxford University Press, Oxford.
o Argues for important theses about Creativity, Art versus Craft, and Self-Expression.
* Cooper, D. E. (ed.) 1995, A Companion to Aesthetics, Blackwell, Oxford.
o Short notes about many aspects of, and individuals in Art and aesthetic theory.
* Crawford, D.W. 1974, Kant’s Aesthetic Theory, University of Wisconsin Press, Madison.
o Commentary on Kant’s third critique.
* Curtler, H. (ed.) 1983, What is Art? Haven, New York.
o Collects a number of papers discussing Beardsley’s aesthetics.
* Danto, A. C. 1981, The Transfiguration of the Commonplace, Harvard University Press, Cambridge MA.
o Contains Danto’s developed views about the influence of art theory.
* Davies, S. 1991, Definitions of Art, Cornell University Press, Ithaca.
o Contains a thorough study of the respective worth of Beardsley’s, and Dickie’s recent definitions of art.
* Dickie, G. 1974, Art and the Aesthetic: An Institutional Analysis, Cornell University Press, Ithaca.
o Dickie’s first book on his definition of Art.
* Dickie, G. 1984, The Art Circle, Haven, New York.
o Dickie’s later thoughts about his definition of Art.
* Dickie, G. 1996, The Century of Taste, Oxford University Press, Oxford.
o Contains a useful discussion of Hutcheson, Hume, and Kant, and some of their contemporaries.
* Dickie, G., Sclafani, R.R., and Roblin, R. (eds) 1989, Aesthetics a Critical Anthology, 2nd ed. St Martin’s Press, New York.
o Collection of papers on historic and contemporary Aesthetics, including ones on the individual arts.
* Eagleton, T. 1990, The Ideology of the Aesthetic, Blackwell, Oxford.
o A study of Aesthetics from the eighteenth century onwards, from the point of view of a Marxist, with particular attention to German thinkers.
* Freeland, C. 2001, But Is it Art?, Oxford University Press, Oxford.
o Discusses why innovation and controversy are valued in the arts, weaving together philosophy and art theory.
* Gaut, B. and Lopes, D.M. (eds) 2001, The Routledge Companion to Aesthetics, Routledge, London and New York.
o A series of short articles on most aspects of aesthetics, including discussions of the individual arts.
* Gombrich, E.H. 1960, Art and Illusion, Pantheon Books, London.
o Historical survey of techniques of pictorial representation, with philosophical commentary.
* Goodman, N. 1968, Languages of Art, Bobbs-Merrill, Indianapolis.
o Discusses the nature of notations, and the possibility of fakes.
* Graham, G. 1997, Philosophy of the Arts; an Introduction to Aesthetics, Routledge, London.
o Has separate chapters on Music, Painting and Film, Poetry and Literature, and Architecture.
* Hanfling, O. (ed.) 1992, Philosophical Aesthetics, Blackwell, Oxford.
o Summary papers on the core issues in Aesthetics, prepared for the Open University.
* Hauser, A.1982, The Sociology of Art, Chicago University Press, Chicago.
o Major historical study of Art’s place in society over the ages.
* Hjort, M. and Laver, S. (eds) 1997, Emotion and the Arts, Oxford University Press, Oxford.
o Papers on various aspects of art and emotion.
* Hospers (ed) 1969, Introductory Readings in Aesthetics, Macmillan, New York.
o Collection of major papers, including Stolnitz and Dickie on aesthetic attitudes, Hospers on Expression, and Bell, Fry, Langer and Beardsley about their various theories.
* Hospers, J. (ed.) 1971, Artistic Expression, Appleton-Century-Crofts, New York.
o Large collection of historical readings on Expression.
* Kant, I. 1964, The Critique of Judgement, trans. J.C.Meredith, Oxford University Press, Oxford.
o The original text of Kant’s third critique.
* Iseminger, G. (ed.) 1992, Intention and Interpretation, Temple University Press, Philadelphia.
o Contains papers by Hirsch, and Knapp and Michaels, amongst others, updating the debate over Intention.
* Kelly, M. (ed.) 1998, Encyclopedia of Aesthetics, Oxford University Press, Oxford.
o Four volumes not just on Philosophical Aesthetics, but also on historical, sociological, and biographical aspects of Art and Aesthetics worldwide.
* Langer, S. 1953, Feeling and Form, Routledge and Kegan Paul, London.
o Detailed study of the various art forms, and their different modes of expression.
* Langer, S. 1957, Problems in Art, Routledge and Kegan Paul, London.
* Langer, S. 1957, Philosophy in a New Key, Harvard University Press, Cambridge, MA.
o Langer’s more theoretical writings.
* Levinson, J. (ed.) 1998, Aesthetics and Ethics, Cambridge University Press, Cambridge.
o Contains papers by Carroll, and Anderson and Dean, amongst others, updating the debate over aestheticism.
* Manns, J.W. 1998, Aesthetics, M.E.Sharpe, Armonk.
o Recent monograph covering the main topics in the subject.
* Margolis, J. (ed.) 1987, Philosophy Looks at the Arts, 3rd ed., Temple University Press, Philadelphia.
o Central papers in recent Aesthetics, including many of the core readings discussed in the text.
* Mothersill, M. 1984, Beauty Restored, Clarendon, Oxford.
o Argues for a form of Aesthetic Realism, against Sibley, and with a discussion of Hume and Kant.
* Richards, I. A. 1970, Poetries and Sciences, Routledge and Kegan Paul, London.
o Defends a subjectivist view of Art.
* Scruton, R.1974, Art and Imagination, Methuen, London.
o A sophisticated and very detailed theory of most of the major concepts in Aesthetics.
* Sheppard, A. D. R. 1987, Aesthetics: an Introduction to the Philosophy of Art, Oxford University Press, Oxford.
o An introductory monograph on the whole subject.
* Taylor, R. 1981, Beyond Art, Harvester, Brighton.
o Defends the right of different classes to their own tastes.
* Tolstoi, L. 1960, What is Art? Bobbs-Merrill, Indianapolis.
o Tolstoi’s theory of Art and Aesthetics.
* Walton, K.L. 1990, Mimesis as Make Believe, Harvard University Press, Cambridge MA.
o A thorough view of many arts, motivated by the debate over emotional responses to fictions.
* Wolff, J. 1993, Aesthetics and the Sociology of Art, 2nd ed., University of Michigan Press, Ann Arbor.
o On the debate between objective aesthetic value, and sociological relativism.
* Wollheim, R. 1980, Art and its Objects, 2nd ed. Cambridge University Press, Cambridge.
o A philosophical study of the nature of art objects.
* Wolterstorff, N. 1980, Works and Worlds of Art, Clarendon, Oxford.
o A very comprehensive study.